The relevant legal profession Act is determined as set out in the table below:
Legal Profession Uniform Law (UL)
Legal Profession Uniform Law Application Act 2014 (LPULAA)
If substantive matter in which costs orders obtained was commenced on or after 1 July 2015
If first instructions on or after 1 July 2015
(UL Sched 4Clause 18)
(UL Sched 4, Clause 18)
Legal Profession Act 2004
Legal Profession Regulation 2005
If substantive matter in which costs order made was commenced between 1 October 2005 and 30 June 2015.
Legal Profession Act 1987
(LPA 2004 Sched 9, clause 18)
(Party party costs)
If first instructions given before 1 October 2005
Are there time limits for lodging Costs Assessment applications?
Yes, time limits under legal profession legislation are very important and are summarised in the tables below. Firstly determine which Act applies (from the table in the section above) and then confirm the relevant times to bring your costs assessment application. The types of application, the Act and Sections and the applicable forms appear in following table:
(see information about which Act applies)
Application (Section/ Form)
Times for lodging any costs assessment application
UL Section 198
Application by Client or Third Party Payer
Forms 1.1, 1.2, 1.4
Within 12 months after:
-bill was given or request for payment was made to client or third party payer or -when costs paid if no bill or request for payment
Additional time may be allowed by Manager Costs Assessment on written application
Law practice retaining another law practice on behalf of a client
Within 12 months after bill was given to the other law practice
Application by Law Practice giving bill
Forms 2.1, 2.2, 2.3
-bill was given or request for payment was made to client or third party payer or
LPULAA Section 74
Ordered Costs Application.
No time limit.
(but before lodging application, must wait 21 days after sending the completed application and bill of costs with request for any objections LPULA Regulation 2015 - r35).
(See information about which Act Applies)
Times for lodging costs assessment applications
Application by Client or Third Party Payer
Lodge within 12 months after bill was given or request for payment was made to client or third party payer
Any application for an assessment to be dealt with after this 12 months can be made to the Supreme Court by filing a Summons in the Common Law Division with the relevant filing fee. If the application requires a hearing there is also a hearing fee.
Evidence in support of the application is usually required by way of affidavit.
The forms for Summons and affidavit are available on Supreme Court website under Forms and Fees.
Lodge within 60 days after bill was given or request for payment was made or costs paid. (no extension of time)
Application by Law Practice giving a bill
Forms 2.1, 2.2, 2.3
Must wait 30 days after bill was given to client
No time limit in legislation.to lodge a party party costs aassessment application
Client or Third Party Payer
If the costs are unpaid, no time limit.
If costs are partly or wholly paid, 12 months.
Law Practice retaining another law practice on behalf of a client
Within 30 days after bill was given or within such time as the Manager, Costs Assessment may allow.
Applications to extend time to the Manager, Costs Assessment are to be made in writing.
Barrister or solicitor giving a bill
After 30 days have passed since bill was given; request for payment was made; or an application made by another person in respect of the legal costs.
An application must be made in accordance with the regulations and be accompanied by the
fee prescribed by the Legal Profession regulations. An application is made by:
More information concerning what is required for an application is set out in the information sheets appearing with the the approved forms. If you are unable to pay the fee, you may apply to the Manager, Costs Assessment to waive or postpone the fee. The Supreme Court form
Application to postpone, remit or waive payment of court fee may be used and sent to the Manager, Costs Assessment.
The procedure for Manager Costs Assessment to deal with an application for costs assessment is set out in the applicable Regulations:
Ordered (Party Party) applications:
The applications will be processed and referred to a Costs Assessor as soon as practicable after it is lodged.
Client, Third party Applications:
Manager Costs Assessment sends the application to the Costs respondent with a request for any objections to be providing within 21 days. After the 21 days (and any additional time for for processing) the matter is referred to a costs assessor.
Manager Costs Assessment sends the application to the Costs respondent with a request for any objections to be providing within 21 days. If objections are provided they are sent to the practitioner for any response within a further 21 days. After the objection period and any response time has expired, (and any additional time for processing), the application is referred to a costs assessor.
Any objections or responses received out of time are sent on to the assessor as also required by the regulations.
In all types of costs assessment applications, the parties are advised of the details of the costs assessor, who will then also write to the parties with any requirements and time table for provision of any further material. The assessor will consider all material and then issue their determination with reasons. They will then advise the parties that the assessment is completed and send the certificate and reasons to the Manager Costs Assessment. If any assessor fees are payable, the liable party will be invoiced and the certificates of determination will be released to the parties after payment of those fees(by either party) to the Manager Costs Assessment.
The Manager, Costs Assessment is to refer applications for assessment of costs to the most suitable Costs Assessor having regard to the following:
Where ever possible, the Manager, Costs Assessment will refer related applications, particularly those involving the same parties or matters, to the same Costs Assessor. Related matters should be noted in the application or covering letter and a request can be made to refer an application to a Costs Assessor who is already handling a related application.
A Costs Assessor who has an interest or a conflict in an application must, as soon as practicable after becoming aware of that fact, refer the application to the Manager, Costs Assessment for referral to another Costs Assessor.
If the Manager, Costs Assessment is satisfied that it is inappropriate for a Costs Assessor to determine a particular application that has been referred to the Costs Assessor, the Manager, Costs Assessment may revoke the referral of the application and refer the application for assessment to another Costs Assessor. A request to revoke a referral must be made in writing (email preferred) setting out the reasons and with a copy being sent to the other party. Any request to change an assessor should be made as soon as possible as once an assessor commences work, fees will be charged and may be payable as part of the costs of the assessment.
Once an application has been referred to a Costs Assessor the Manager does not have any role within the assessment.
Once a matter is allocated to an Assessor, any request for additional time for submissions must be made to the Assessor.
Costs Assessors are required to give parties a reasonable opportunity to make written submissions, which may include objections and responses to objections.
Costs assessment is not a proceeding in the Supreme Court. Costs Assessments are conducted on the papers. The parties correspond with the Costs Assessor as directed. It is important that any information the assessor is to consider is clearly and succinctly set out in the application or objections. If too much material or unorganised files are provided to the assessor this is likely to increase the time spent and the costs charged for the assessment.
Costs Assessors generally will not speak with the parties and will only communicate in writing with a copy of all material to and from the assessor expected to be provided to all parties.
The Costs Assessor is required to give the parties a reasonable opportunity to make submissions. The parties are also to comply with the notices and directions by a Costs Assessor and any requirement that a party provide particulars or produce documents. The Costs Assessor receives documentation and submissions, assesses the costs and then issues certificates of determination and a statement of reasons.
Failure by a party to comply with the directions of a Costs Assessor may result in the Costs Assessor declining to deal with the application. Alternatively, the Costs Assessor may continue to deal with the application only on the basis of the information provided.
Failure by a legal practitioner to comply with the directions of a Costs Assessor without reasonable excuse is capable of being professional misconduct.
At the end of the assessment process the Costs Assessor will provide Certificates and Reasons with the result of the assessment. Under the legislation, the certificates can be filed in a court and be registered as judgments that can then be enforced.
In a practitioner or client application, a Costs Assessor will issue a certificate of determination that either confirms the bill of costs or substitutes an amount that in the Costs Assessor's opinion is fair and reasonable.
In an ordered costs (party/party) application a Costs Assessor will issue a certificate of determination of the fair and reasonable amount of costs to be paid as the result of a court or tribunal order.
There are costs associated with an assessment including the assessor fees and the application fee. The costs assessor determines the amount and liability for the costs of the assessment process.
In a practitioner or client application, a Costs Assessor may issue a certificate of determination for the Costs of the costs assessment. If a certificate for the costs of the costs assessment is not issued the Costs Assessment Scheme will pay for the costs of that assessment.
In an Ordered costs (party/party) application a Costs Assessor will issue a certificate of determination for the costs of the costs assessment and identify the liabilities of the parties for those costs of the assessment process.
The party liable for the costs of the costs assessment is to pay the amount in the certificate to the Manager, Costs Assessment, who will send an invoice to the liable party. However, as the non liable party is often waiting for the certificate of determination, either party can pay the Costs of the assessment to the Manager for the release of the certificates. If the non liable party makes that payment this will be noted on the certificate so that they can seek to recover the amount from the liable party.
If the costs of the costs assessment are not paid (by either party), the Manager, Costs Assessment may take action to recover the costs of the costs assessment.
The Costs Assessment Rules Committee (CARC) has published a document entitled "Time Standards in Costs Assessment and Reviews". This covers time expectations for both parties and for assessors. The time taken for each costs assessment depends upon the nature of the application and the conduct of the parties. Costs Assessors may set a timetable and a timeframe when corresponding with the parties.
If the assessment is outside the time guidelines as recommended by CARC (above), you may make an enquiry of the Costs Assessor requesting an estimate of the completion date.
If you are concerned at raising such a request with the Costs Assessor, you may contact the Manager, Costs Assessment by email (with a copy to the other party). The Manager will contact the Costs Assessor for an estimate of completion time and either the Assessor or Manager will respond to the query.
If any delay continues, you may contact the Manager again who may investigate the delay as a complaint and take action if necessary.
If application has not been referred to an Assessor, the costs applicant should immediately inform the Manager, Costs Assessment (email preferred) that the application has settled. Usually the application may be withdrawn or finalised with no further action.
If application has been referred to a Costs Assessor, costs applicant must inform the Costs Assessor immediately so that no further work or expense incurred on the assessment process.
If parties seek a certificate on an agreed amount, they must advise the Costs Assessor of the agreed amount and any agreement on the costs of the costs assessment so that any certificates can be issued to reflect the settlement.
The costs of the assessment are still payable if the parties settle and the Costs Assessor will determine who is liable for the costs and issue a certificate of the costs of the costs assessment.
When the assessment is completed, the Costs Assessor writes to the parties advising that the determination has been made and the amount to be paid to the Manager Costs Assessment for the release of the certificates. At the same time, the Assessor also forwards the certificates of determination and statement of reasons to the Manager, Costs Assessment.
Once the Costs Assessor completes their functions they have no further role and will not continue to determine or re-determine an application.
All further correspondence about the assessment application should be sent to the Manager, Costs Assessment (email preferred).
If the Costs Assessor issues a certificate for the costs of the costs of the costs assessment, the Costs Assessor will advise the parties that the certificate(s) has been forwarded to the Manager, Costs Assessment and will be available to the parties on payment of the costs of the costs assessor.Please allow at least seven days for the certificates and reasons to be forwarded and processed by the cost assessment section following notification by the assessor.The cost assessor has determined the liability for these assessor's costs. The Manager, Costs Assessment will issue an invoice for the relevant amount to the party that has been determined as liable for the costs of the costs assessment. However, the Manager, Costs Assessment will accept payment of the amount from either party so that the certificates can be released and sent to the parties. If the non-liable party has made the payment for release of the certificates, this will be noted in a certificate so that they can seek to recover from the liable party.The most efficient and timely method of payment is by credit card to the NSW Court Service Centre by telephone on 1300 679 272. Payment can also be made by bank cheque, solicitor's cheque or money order payable to "The Supreme Court of NSW" and may be made in person in the Supreme Court registry, or by post to GPO Box 3, SYDNEY NSW 2001.
Upon payment of the amount for the assessor costs, the Manager will release the certificate ofdetermination and the reasons to the parties. If the amount is not paid (by either party), the Manager, Costs Assessment may recover the amount from the party liable to pay as a debt.
Certificates are sent to the parties without prior payment if:
Otherwise, the Manager, Costs Assessment cannot waive or postpone the amount of the assessor fees. In exceptional and rare circumstances there may be discretion to release the certificates without prior payment and any request should be made in writing (email) to the Manager. If the Manager decides to release the certificates without prior payment, the party determined to be liable for the costs of the costs assessment will still be required to pay the amount and if not paid, it will need to be recovered by the Manager as a debt.
If there is an "inadvertent error" in a certificate, the legislation provides that it may be amended by the Costs Assessor.
A party seeking an amendment may contact the Costs Assessor directly to request an amendment of an inadvertent error or email the Manager Costs Assessment with the request. The Costs Assessor will consider the request. If the Costs Assessor determines to issue an Amended certificate, they will send it to the Manager who will then forward it onto the parties.
Yes, see Guide to Registering a Costs Assessor's Certificate for further information.
1. Guidelines for Costs payable between parties under court orders (ordered or party/party costs)
2. Time Standards in Costs Assessments and Reviews